5 Modules · 19 Lessons

AML/KYC Essentials for Fintechs

A practical, no-fluff micro-course. Work through the modules below at your own pace.

Buy the Course - $49Back to Home
01

The Regulatory Landscape

Understand the global regulatory framework for AML/KYC, who enforces it, and how fintech companies are uniquely affected by compliance requirements.

1.1Why AML/KYC Matters for Fintechs1.2Key Regulators: FinCEN, FCA, EU AMLD1.3How Regulations Apply Differently to Fintechs vs Traditional Banks
02

Know Your Customer (KYC) Fundamentals

Master the practical requirements of customer identification, due diligence, onboarding workflows, and the identity verification vendor landscape.

2.1Customer Identification Program (CIP) Requirements2.2Customer Due Diligence vs Enhanced Due Diligence2.3KYC Onboarding Workflows — Practical Implementation2.4Identity Verification Tools and Vendors
03

Anti-Money Laundering (AML) Program

Learn how to build, document, and maintain an effective AML program that satisfies regulatory requirements and genuinely detects financial crime.

3.1Five Pillars of an AML Program3.2Risk Assessment Methodology3.3Policies and Procedures — What Regulators Actually Want to See3.4Training and Culture of Compliance
04

Transaction Monitoring & SAR Filing

Learn to build effective transaction monitoring systems, identify red flags, file SARs correctly, and maintain proper records.

4.1Transaction Monitoring Rules and Red Flags4.2Building vs Buying a Transaction Monitoring System4.3SAR Filing Process Step-by-Step4.4Record Keeping Requirements
05

Putting It All Together

Build your compliance program from scratch, avoid common pitfalls, prepare for audits, and chart your path forward.

5.1Building Your Compliance Program from Day One5.2Common Mistakes That Get Fintechs in Trouble5.3Audit Preparation Checklist5.4Resources and Next Steps